Our client is prestigious securities and investment firm who is looking for a Operations and Settlements Associate/Analyst. The successful candidate will part of a team who is responsible for all post execution activities.These include settlement of products covered by sales team including Securities, FX, OTC derivatives mainly FX and Commodity.
Preparing instructions and monitoring cash transfers for transaction accounts for multiple asset classes.
Accurate and timely execution and delivery of client and bank instructions with strict cut-offs for major currencies.
Performing daily internal and external reconciliation.
Investigation and resolution of failed/non-receipt incoming and out-going payments for transaction accounts and clients.
Liaise with Banks/Custodians on a day to day basis ensuring all trades/payments are completed and/or settled in a timely manner.
Resolving queries on a timely basis received from trading desk and middle office.
Ensuring all trades are booked and matched in appropriate systems and captured timely and accurately.
Generating and sending of trade confirmations to counterparties.
Client reporting including trade confirmations, statement of holdings and monthly statements.
Ensure that accurate controls and records are maintained as instructed by the Team Leader.
Maintenance of all static data in the system.
Minimum of 2 years experience in the financial services.
Ability to manage time effectively and work well under pressure.
High numerical skills and uses initiative for problem solving.
Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID.
Good working knowledge of investment management and brokerage operations.
CISI- IOC Qualification.