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Settlements & Operations Associate - Prestigious Investment Broker

Our client is prestigious securities and investment firm who is looking for a Operations and Settlements Associate/Analyst. The successful candidate will part of a team who is responsible for all post execution activities.These include settlement of products covered by sales team including Securities, FX, OTC derivatives mainly FX and Commodity.

Key responsibilities

  • Preparing instructions and monitoring cash transfers for transaction accounts for multiple asset classes.

  • Accurate and timely execution and delivery of client and bank instructions with strict cut-offs for major currencies.

  • Performing daily internal and external reconciliation.

  • Investigation and resolution of failed/non-receipt incoming and out-going payments for transaction accounts and clients.

  • Liaise with Banks/Custodians on a day to day basis ensuring all trades/payments are completed and/or settled in a timely manner.

  • Resolving queries on a timely basis received from trading desk and middle office.

  • Ensuring all trades are booked and matched in appropriate systems and captured timely and accurately.

  • Generating and sending of trade confirmations to counterparties.

  • Client reporting including trade confirmations, statement of holdings and monthly statements.

  • Ensure that accurate controls and records are maintained as instructed by the Team Leader.

  • Maintenance of all static data in the system.


  • Minimum of 2 years experience in the financial services.

  • Ability to manage time effectively and work well under pressure.

  • High numerical skills and uses initiative for problem solving.


  • Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID.

  • Good working knowledge of investment management and brokerage operations.

  • CISI- IOC Qualification.