My client is a global, Top 15 business in their sector and an award-winning broker with over 200 staff across international offices. They are based in central City of London and looking for a dynamic, passionate Compliance individual to work closely with the Compliance Director, who will develop you fully into a Compliance generalist for the business.
Ideally you will be from a Financial Services background, working within a Compliance team. You will have full command of the English language, and be native / fluent in another European language or other( Arabic / Mandarin / Russian ). Personality is KEY - you will be tasked with creating relationships around the business.
Knowledge of one of more local EU financial regulators & regulations also BIG plus e.g. ACPR, AMF, BaFIN, HCMC, CYSEC, CONSOB etc. - please make this clear in your CV if you have this experience thank you.
Provide support and assistance to enable effective monitoring of the Firm’s systems and controls in line with the Compliance Monitoring Programme.
Independently initiate, drive and implement project solutions;
Create and maintain project plans and regularly follow up on open items;
Produce high level summaries and updates for senior management;
Keep abreast of regulatory rule changes and developments, assess their impact and as appropriate, circulate to management to consider next steps;
Keeping up to date with EMIR and MiFID regulatory developments, technical standards and industry solutions;
Assess current practices and develop enhancements where needed;
Provide other assistance as required by Head of Compliance on an on-going basis;
Assist with any ad-hoc compliance projects.
Strong academic background, educated to degree level or equivalent, preferably law, economics or business.
The ability to communicate clearly, both verbally and in writing.
The ability to prioritise workloads effectively, operate under pressure and meet deadlines.
The ability to work individually and as part of a team.
Attention to detail and strong analytical skills.
Good understanding of the FCA regulations that impact the Firm.