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Compliance Analyst - Top International Broker

My client is a global, Top 15 business in their sector and an award-winning broker with over 200 staff across international offices. They are based in central City of London and looking for a dynamic, passionate Compliance individual to work closely with the Compliance Director, who will develop you fully into a Compliance generalist for the business.

Ideally you will be from a Financial Services background, working within a Compliance team. You will have full command of the English language, and be native / fluent in another European language or other( Arabic / Mandarin / Russian ). Personality is KEY - you will be tasked with creating relationships around the business.

Knowledge of one of more local EU financial regulators & regulations also BIG plus e.g. ACPR, AMF, BaFIN, HCMC, CYSEC, CONSOB etc. - please make this clear in your CV if you have this experience thank you.

Main duties

  • Provide support and assistance to enable effective monitoring of the Firm’s systems and controls in line with the Compliance Monitoring Programme.

  • Independently initiate, drive and implement project solutions;

  • Create and maintain project plans and regularly follow up on open items;

  • Produce high level summaries and updates for senior management;

  • Keep abreast of regulatory rule changes and developments, assess their impact and as appropriate, circulate to management to consider next steps;

  • Keeping up to date with EMIR and MiFID regulatory developments, technical standards and industry solutions;

  • Assess current practices and develop enhancements where needed;

  • Provide other assistance as required by Head of Compliance on an on-going basis;

  • Assist with any ad-hoc compliance projects.

Qualifications required

  • Strong academic background, educated to degree level or equivalent, preferably law, economics or business.

Key competencies

  • The ability to communicate clearly, both verbally and in writing.

  • The ability to prioritise workloads effectively, operate under pressure and meet deadlines.

  • The ability to work individually and as part of a team.

  • Attention to detail and strong analytical skills.

  • Good understanding of the FCA regulations that impact the Firm.