Transaction Monitoring Officer – Prestigious International Bank

7th March 2024
City of London, London, United Kingdom
Job Type:
£40,000 - £50,000


Our client a prestigious banking organisation who are currently seeking a Transaction Monitoring Officer. The role is located in City of London and after the first 3 months will become a hybrid role where you will only be required 3 days in the office.

Key Responsibilities:

  • Design, develop, and monitor compliance monitoring plans in accordance with approved methodology.
  • Conduct compliance reviews and assessments, ensuring adequate sample sizes and thorough analysis of findings.
  • Implement escalation processes for identified issues and deficiencies, tracking resolutions effectively.
  • Generate Management Information (MI) reports to communicate compliance status and trends.
  • Develop and maintain compliance policies, processes, manuals, and AML policies in alignment with regulatory standards.
  • Oversee compliance training programs for staff, ensuring annual training requirements are met.


  • Must have 2-3 years minimum of general compliance specifically in transaction monitoring experience in UK based banks.
  • Must be a degree holder.
  • Practical knowledge of regulatory frameworks including FCA/PRA Handbook, SYSC, JMLSG, BCOBS, financial crime, and anti-bribery and corruption (ABC) regulations.
  • Working knowledge of various areas such as trade finance, correspondent banking, complaints handling, FATCA, and AML processes.
  • Ability to think strategically and translate concepts into effective processes.
  • Strong problem-solving skills and the ability to exercise sound judgment consistently.

Aisha Ishaq

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